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Detailed Report
L CHASE SPEIDEN Jr.
L CHASE SPEIDEN, LATHAM CHASE SPEIDEN, Chase Speiden Jr., L Chase Speiden Jr.
CRD#: 4294025
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 500 WEST JEFFERSON ST.
LOUISVILLE, KY 40202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - Present (5 years)BPNC INVESTMENTS (CRD# 129052)2010 - 2016 (5 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2009 (4 years)BRED CAPITAL MARKETS, INC. (CRD# 14840)2000 - 2004 (3 years)IAPNC INVESTMENTS (CRD# 129052)2012 - 2016 (3 years)
License(s)

State Registrations

B
Kentucky 10/18/2019
IA
Kentucky 10/18/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
500 WEST JEFFERSON ST., LOUISVILLE, KY 40202
Louisville, KY
Registered with this firm since 10/18/2019
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
500 WEST JEFFERSON ST., LOUISVILLE, KY 40202
Louisville, KY
Registered with this firm since 10/18/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/25/2016 - 10/18/2019 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) LOUISVILLE, KY
B
 01/25/2016 - 10/18/2019 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) LOUISVILLE, KY
IA
 09/25/2012 - 01/27/2016 PNC INVESTMENTS (CRD#:129052) LOUISVILLE, KY
B
 12/21/2010 - 01/27/2016 PNC INVESTMENTS (CRD#:129052) LOUISVILLE, KY
B
 02/02/2005 - 10/02/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) LOUISVILLE, KY
B
 11/14/2000 - 02/19/2004 RED CAPITAL MARKETS, INC. (CRD#:14840) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.