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Detailed Report
DAVID SOMBERS BOLGER
DAVID S BOLGER
CRD#: 4293675
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 5 W. GERMANTOWN PIKE
EAST NORRITON, PA 19401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (2 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2002 - 2021 (19 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2002 (1 year)
License(s)

State Registrations

B
Connecticut 2/3/2022
IA
New Jersey 1/18/2023
IA
Connecticut 1/18/2023
B
New York 2/3/2022
B
Delaware 2/3/2022
IA
New York 1/18/2023
IA
Delaware 1/18/2023
B
Pennsylvania 2/3/2022
B
Florida 2/3/2022
IA
Pennsylvania 1/17/2023
IA
Florida 1/19/2023
B
Rhode Island 2/3/2022
B
Massachusetts 2/3/2022
IA
Rhode Island 1/18/2023
B
New Jersey 2/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
5 W. GERMANTOWN PIKE, EAST NORRITON, PA 19401
599 WEST SKIPPACK PIKE MAILSTOP: 19B-0020, BLUE BELL, PA 19422
Registered with this firm since 1/18/2023
IA
CLARFELD (CRD#:106743)
5 West Germantown Pike, East Norriton, PA 19401
Registered with this firm since 1/17/2023
B
CITIZENS SECURITIES, INC. (CRD#:39550)
5 W. GERMANTOWN PIKE, EAST NORRITON, PA 19401
599 WEST SKIPPACK PIKE MAILSTOP: 19B-0020, BLUE BELL, PA 19422
Registered with this firm since 2/3/2022
Previous Registration(s)
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B
 06/11/2002 - 09/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PHOENIXVILLE, PA
B
 12/18/2000 - 04/16/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.