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GARRETT D HOFER
CRD#: 4292291
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1551 Boston Post Road
2nd Floor
Westbrook, CT 06498
2nd Floor
Westbrook, CT 06498
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
California 9/17/2020
B
New Jersey 12/19/2024
B
Colorado 9/17/2020
B
New York 9/17/2020
B
Connecticut 9/17/2020
B
North Carolina 10/19/2020
IA
Connecticut 9/17/2020
B
Rhode Island 9/17/2020
B
Delaware 7/1/2024
B
South Carolina 9/17/2020
B
Florida 9/17/2020
B
Tennessee 1/10/2024
B
Georgia 8/29/2022
B
Texas 9/17/2020
B
Maine 9/17/2020
IA
Texas 9/17/2020
B
Massachusetts 9/17/2020
B
Utah 9/17/2020
B
Mississippi 9/17/2020
B
Vermont 9/17/2020
B
Missouri 9/17/2020
B
Virginia 9/17/2020
B
Montana 9/17/2020
B
Washington 9/17/2020
B
New Hampshire 9/17/2020
B
Wyoming 9/17/2020
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/17/2020
B
Registered with this firm since 9/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/11/2013 - 10/16/2020 | NEW LONDON, CT | |
B | 09/11/2013 - 10/16/2020 | NEW LONDON, CT | |
IA | 06/01/2009 - 09/16/2013 | NEW LONDON, CT | |
B | 06/01/2009 - 09/16/2013 | NEW LONDON, CT | |
IA | 07/11/2008 - 06/01/2009 | MADISON, CT | |
B | 07/11/2008 - 06/01/2009 | MADISON, CT | |
IA | 02/08/2001 - 07/14/2008 | NEW LONDON, CT | |
B | 01/09/2001 - 07/14/2008 | NEW LONDON, CT |
NEW LONDON, CT
02/08/2001 - 07/14/2008
NEW LONDON, CT
01/09/2001 - 07/14/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.