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Detailed Report
DOUGLAS WAYNE ROWLEY
DOUG ROWLEY
CRD#: 4291996
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 5417 San Juan Avenue
Citrus Heights, CA 95610-7478
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 5417 SAN JUAN AVENUE
CITRUS HEIGHTS, CA 95610
Registration History
2002200420062008201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2018 - Present (6 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2002 - Present (22 years)BEDWARD JONES (CRD# 250)2001 - 2002 (1 year)IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2010 - 2017 (6 years)IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 10/19/2020
IA
Kentucky 10/18/2024
IA
Arizona 11/7/2024
B
Nevada 5/23/2023
B
California 11/7/2006
IA
Nevada 5/30/2023
IA
California 8/8/2018
B
Oregon 7/21/2023
B
Kentucky 10/18/2024
IA
Oregon 7/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
5417 San Juan Avenue, Citrus Heights, CA 95610-7478
Colfax, CA
Registered with this firm since 8/8/2018
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
5417 SAN JUAN AVENUE, CITRUS HEIGHTS, CA 95610
Colfax, CA
Registered with this firm since 10/29/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/29/2010 - 04/04/2017 STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487) CARMICHAEL, CA
IA
 07/11/2008 - 12/31/2008 STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487) CARMICHAEL, CA
B
 08/21/2001 - 08/06/2002 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.