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Detailed Report
JOCELYN ANN MITCHELL
JOCELYN ANN DUBE, JOCELYN A MITCHELL, JOCELYN ANN REEVER
CRD#: 4291912
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1500 Main Street
19th Floor
Springfield, MA 01115
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (9 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2008 - 2009 (1 year)BIFMG SECURITIES, INC. (CRD# 14416)2003 - 2008 (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2002 (1 year)
License(s)

State Registrations

B
Alabama 7/25/2024
B
Nevada 5/21/2021
B
Alaska 10/18/2024
B
New Hampshire 5/21/2021
B
Arizona 5/21/2021
B
New Jersey 4/8/2021
B
California 5/21/2021
B
New Mexico 5/21/2021
B
Colorado 5/21/2021
B
New York 5/21/2021
B
Connecticut 9/11/2020
B
North Carolina 5/21/2021
IA
Connecticut 9/21/2020
B
Ohio 5/25/2021
B
District of Columbia 5/21/2021
B
Oregon 5/21/2021
B
Florida 5/21/2021
B
Pennsylvania 2/10/2021
B
Georgia 5/21/2021
B
Rhode Island 5/21/2021
B
Indiana 5/21/2021
B
South Carolina 5/21/2021
B
Louisiana 5/21/2021
B
Tennessee 5/25/2021
B
Maine 5/21/2021
B
Texas 5/21/2021
B
Maryland 5/21/2021
IA
Texas 5/25/2021
B
Massachusetts 9/10/2020
B
Utah 5/21/2021
B
Michigan 5/21/2021
B
Vermont 5/21/2021
B
Missouri 5/21/2021
B
Virginia 5/21/2021
B
Montana 5/21/2021
B
Washington 5/21/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1500 Main Street 19th Floor, Springfield, MA 01115
Registered with this firm since 9/21/2020
B
MORGAN STANLEY (CRD#:149777)
1500 Main Street 19th Floor, Springfield, MA 01115
Registered with this firm since 9/10/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/24/2009 - 10/16/2019 LPL FINANCIAL LLC (CRD#:6413) SIMSBURY, CT
B
 05/27/2008 - 10/06/2009 LPL FINANCIAL CORPORATION (CRD#:6413) WEBSTER, MA
B
 02/03/2003 - 05/27/2008 IFMG SECURITIES, INC. (CRD#:14416) WEBSTER, MA
B
 12/18/2000 - 10/14/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.