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Detailed Report
MARK ALAN HANDLEY
CRD#: 4291837
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 701 W HIGHWAY 290
SUITE 300
DRIPPING SPRINGS, TX 78620
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 701 W Highway 290 Ste 300
Dripping Spgs, TX 78620-5387
Registration History
1995200020052010201520202025IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2019 - Present (5 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2001 - Present (24 years)
Disclosure(s)
View By:
9/4/1993
Criminal
Final Disposition
License(s)

State Registrations

B
Texas 3/12/2001
IA
Texas 8/12/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
701 W HIGHWAY 290 SUITE 300, DRIPPING SPRINGS, TX 78620
Registered with this firm since 8/12/2019
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
701 W Highway 290 Ste 300, Dripping Spgs, TX 78620-5387
Registered with this firm since 3/9/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.