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Detailed Report
CONNIE RENAE ELLIS FOSTER
CONNIE RENAE FOSTER, CONNIE RENA FOSTER-RIDLEY, CONNIE RENAE FOSTER-RIDLEY
CRD#: 4291330
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE CENTER AVE, NE
FL 1 & 3
ATLANTA, GA 30303
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 AUGUSTA, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BMETLIFE SECURITIES INC. (CRD# 14251)2014 - 2015 (1 year)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2012 - 2014 (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2001 - 2011 (10 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2016 (<1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2015 - 2015 (<1 year)
Disclosure(s)
View By:
6/2/2020
Judgment / Lien
License(s)

State Registrations

B
Alabama 11/29/2016
B
Missouri 11/24/2016
B
Alaska 11/30/2016
B
Montana 11/25/2016
B
Arizona 11/29/2016
B
Nebraska 11/29/2016
B
Arkansas 11/30/2016
B
Nevada 12/5/2016
B
California 11/18/2016
B
New Hampshire 12/2/2016
B
Colorado 11/30/2016
B
New Jersey 12/8/2016
B
Connecticut 11/21/2016
B
New Mexico 11/29/2016
B
Delaware 11/29/2016
B
New York 11/30/2016
B
District of Columbia 11/22/2016
B
North Carolina 11/21/2016
B
Florida 11/28/2016
B
North Dakota 11/23/2016
B
Georgia 11/28/2016
B
Ohio 11/21/2016
IA
Georgia 11/28/2016
B
Oklahoma 12/6/2016
B
Hawaii 12/6/2016
B
Oregon 3/5/2018
B
Idaho 11/22/2016
B
Pennsylvania 11/21/2016
B
Illinois 11/21/2016
B
Rhode Island 11/21/2016
B
Indiana 11/29/2016
B
South Carolina 12/8/2016
B
Iowa 11/29/2016
B
South Dakota 11/28/2016
B
Kansas 11/22/2016
B
Tennessee 11/30/2016
B
Kentucky 11/29/2016
B
Texas 11/22/2016
B
Louisiana 11/29/2016
B
Utah 11/21/2016
B
Maine 11/21/2016
B
Vermont 12/8/2016
B
Maryland 11/28/2016
B
Virginia 11/21/2016
B
Massachusetts 11/21/2016
B
Washington 11/29/2016
B
Michigan 11/23/2016
B
West Virginia 12/5/2016
B
Minnesota 12/5/2016
B
Wisconsin 11/21/2016
B
Mississippi 12/2/2016
B
Wyoming 11/22/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE CENTER AVE, NE FL 1 & 3, ATLANTA, GA 30303
Registered with this firm since 11/28/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
AUGUSTA, GA
303 PEACHTREE ST, NE FL 2 & 3, ATLANTA, GA 30308
Registered with this firm since 11/18/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/28/2016 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 11/12/2015 - 11/16/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 11/10/2015 - 11/16/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
 01/13/2015 - 10/21/2015 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
B
 01/16/2014 - 10/21/2015 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
B
 01/12/2012 - 01/07/2014 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) DOUGLASVILLE, GA
B
 01/03/2001 - 02/16/2011 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.