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Detailed Report
THEODORE BENNETT JR
THEODORE BENNETT, Ted Bennett Jr.
CRD#: 4291320
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 SNELLVILLE, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)BNEW ENGLAND SECURITIES (CRD# 615)2010 - 2010 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2009 (6 years)BE*TRADE SECURITIES LLC (CRD# 29106)2001 - 2003 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2017 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2006 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 12/7/2016
B
Montana 12/14/2016
B
Alaska 1/19/2018
B
Nebraska 9/15/2017
B
Arizona 12/5/2016
B
Nevada 12/14/2016
B
Arkansas 9/18/2017
B
New Hampshire 9/15/2017
B
California 9/15/2017
B
New Jersey 10/17/2017
B
Colorado 12/6/2016
B
New Mexico 12/20/2016
B
Connecticut 11/18/2016
B
New York 9/15/2017
B
Delaware 9/20/2017
B
North Carolina 9/18/2017
B
District of Columbia 11/22/2016
B
North Dakota 9/20/2017
B
Florida 11/28/2016
B
Ohio 11/17/2016
IA
Georgia 11/28/2016
B
Oklahoma 9/15/2017
B
Georgia 12/2/2016
B
Oregon 9/19/2017
B
Hawaii 12/6/2016
B
Pennsylvania 9/18/2017
B
Idaho 11/22/2016
B
Puerto Rico 9/27/2017
B
Illinois 11/18/2016
B
Rhode Island 9/18/2017
B
Indiana 12/6/2016
B
South Carolina 9/19/2017
B
Iowa 9/19/2017
B
South Dakota 9/19/2017
B
Kansas 12/7/2016
B
Tennessee 9/18/2017
B
Kentucky 9/18/2017
B
Texas 9/18/2017
B
Louisiana 12/5/2016
B
Utah 9/15/2017
B
Maine 11/21/2016
B
Vermont 9/18/2017
B
Maryland 11/28/2016
B
Virginia 12/5/2016
B
Massachusetts 12/6/2016
B
Washington 9/22/2017
B
Michigan 9/19/2017
B
West Virginia 9/25/2017
B
Minnesota 9/25/2017
B
Wisconsin 9/18/2017
B
Mississippi 12/21/2016
B
Wyoming 9/18/2017
B
Missouri 11/24/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 11/28/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
SNELLVILLE, GA
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 11/17/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/28/2016 - 01/06/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 06/28/2016 - 09/27/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) NORCROSS, GA
B
 05/09/2016 - 09/27/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) NORCROSS, GA
IA
 10/10/2013 - 02/21/2014 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) ATLANTA, GA
B
 10/11/2013 - 02/21/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ATLANTA, GA
IA
 05/27/2011 - 10/17/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) STOCKBRIDGE, GA
B
 05/27/2011 - 10/17/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) STOCKBRIDGE, GA
B
 07/22/2010 - 10/04/2010 NEW ENGLAND SECURITIES (CRD#:615) MIAMI, FL
IA
 11/08/2006 - 07/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
B
 07/15/2003 - 07/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
B
 02/01/2001 - 04/15/2003 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.