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Detailed Report
DAVID KLEIMAN
DAVID KLIEMAN
CRD#: 4290075
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 Voorhees, NJ
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 voorhees, NJ
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BCOLUMBIA MANAGEMENT DISTRIBUTO... (CRD# 30683)2009 - 2010 (<1 year)BPLANCO FINANCIAL SERVICES, LLC (CRD# 8326)2003 - 2009 (5 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2002 - 2003 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)IACOLUMBIA MANAGEMENT ADVISORS, LLC (CRD# 107900)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Delaware 5/1/2010
B
New Jersey 5/1/2010
IA
Delaware 5/1/2010
IA
New Jersey 5/1/2010
B
Maryland 5/1/2010
B
Pennsylvania 7/1/2015
IA
Maryland 5/1/2010
IA
Pennsylvania 7/1/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
voorhees, NJ
Registered with this firm since 5/1/2010
IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
Voorhees, NJ
Registered with this firm since 5/1/2010
Previous Registration(s)
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IA
 04/16/2010 - 05/01/2010 COLUMBIA MANAGEMENT ADVISORS, LLC (CRD#:107900) BOSTON, MA
B
 09/22/2009 - 05/01/2010 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
B
 11/11/2003 - 09/01/2009 PLANCO FINANCIAL SERVICES, LLC (CRD#:8326) HARTFORD, CT
B
 05/29/2002 - 10/31/2003 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
 01/01/2001 - 04/30/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.