Individual Firm
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CHRISTOPHER JOHN HITZMAN
CHRIS J HITZMAN, CHRIS HITZMAN
CRD#: 4288522
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TRUWEALTH ADVISORS, LLCCRD#: 306876 173 Dalwill Drive
Mandeville, LA 70471
Mandeville, LA 70471
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10/8/2009
Customer Dispute
Denied
7/5/2007
Customer Dispute
Denied
State Registrations
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Louisiana 7/17/2020
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Texas 7/17/2020
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Registered with this firm since 7/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/22/2020 - 03/01/2024 | Mandeville, LA | |
IA | 01/22/2014 - 07/22/2020 | MANDEVILLE, LA | |
B | 01/21/2014 - 07/22/2020 | MANDEVILLE, LA | |
IA | 02/15/2006 - 01/30/2014 | MANDEVILLE, LA | |
B | 01/18/2006 - 01/30/2014 | MANDEVILLE, LA | |
B | 01/18/2006 - 07/09/2007 | MANDEVILLE, LA | |
B | 02/27/2002 - 01/19/2006 | MADISONVILLE, LA | |
B | 02/23/2001 - 02/22/2002 | CHICAGO, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.