Individual Firm
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MICHAEL LAWRENCE MARZIALE
MICHAEL PLACE
CRD#: 4288088
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 7694 PLANTATION CIR
UNIVERSITY PARK, FL 34201
UNIVERSITY PARK, FL 34201
IFP SECURITIES, LLCCRD#: 297287 7694 PLANTATION CIR
UNIVERSITY PARK, FL 34201
UNIVERSITY PARK, FL 34201
0
Disclosures
24
Years of Experience
View By:
State Registrations
IA
Connecticut 11/16/2015
IA
Massachusetts 4/26/2016
B
Connecticut 11/7/2019
B
Massachusetts 11/7/2019
IA
Florida 1/27/2012
B
New York 11/7/2019
B
Florida 5/23/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/27/2012
B
Registered with this firm since 5/23/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/31/2008 - 05/23/2019 | BRADENTON, FL | |
IA | 11/12/2008 - 06/12/2013 | BRADENTON, FL | |
IA | 06/28/2007 - 11/10/2008 | CRANSTON, RI | |
B | 04/11/2002 - 11/10/2008 | CRANSTON, RI | |
B | 11/06/2000 - 03/26/2002 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.