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Detailed Report
CHRIS ALLEN SWENSON
CRD#: 4287391
IA
Investment Adviser
B
Broker
WISCONSIN WEALTH ADVISORS, LLCCRD#: 145946 1777 WEST MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
HARBOUR INVESTMENTS, INC.CRD#: 19258 1777 W. MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
Registration History
20002002200420062008201020122014201620182020202220242026IAWISCONSIN WEALTH ADVISORS, LLC (CRD# 145946)2016 - Present (9 years)BHARBOUR INVESTMENTS, INC. (CRD# 19258)2000 - Present (24 years)IAHARBOUR INVESTMENTS, INC. (CRD# 19258)2000 - 2020 (20 years)IAWISCONSIN WEALTH ADVISORS, LLC (CRD# 145946)2009 - 2016 (6 years)
License(s)

State Registrations

B
Arizona 6/24/2015
B
North Carolina 2/23/2022
B
California 1/2/2025
B
Ohio 5/20/2022
B
Colorado 1/2/2025
B
Oklahoma 3/30/2022
B
Florida 6/24/2015
B
Oregon 6/24/2015
B
Illinois 6/24/2015
B
South Carolina 9/28/2022
B
Kansas 4/1/2024
B
Texas 12/14/2022
B
Minnesota 3/28/2007
B
Wisconsin 11/20/2000
B
New York 5/20/2022
IA
Wisconsin 2/26/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WISCONSIN WEALTH ADVISORS, LLC (CRD#:145946)
1777 WEST MAIN STREET SUITE 203, SUN PRAIRIE, WI 53590
583 D'Onofrio Drive, Suite 1005, Madison, WI 53719
Registered with this firm since 2/26/2016
B
HARBOUR INVESTMENTS, INC. (CRD#:19258)
1777 W. MAIN STREET SUITE 203, SUN PRAIRIE, WI 53590
583 D'ONOFRIO DR SUITE 1005, MADISON, WI 53719
Registered with this firm since 10/26/2000
Previous Registration(s)
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IA
 11/20/2000 - 12/31/2020 HARBOUR INVESTMENTS, INC. (CRD#:19258) SUN PRAIRIE, WI
IA
 04/03/2009 - 02/18/2016 WISCONSIN WEALTH ADVISORS, LLC (CRD#:145946) SUN PRAIRIE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.