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CHRIS ALLEN SWENSON
CRD#: 4287391
IA
B
WISCONSIN WEALTH ADVISORS, LLCCRD#: 145946 1777 WEST MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
SUITE 203
SUN PRAIRIE, WI 53590
HARBOUR INVESTMENTS, INC.CRD#: 19258 1777 W. MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
SUITE 203
SUN PRAIRIE, WI 53590
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 6/24/2015
B
North Carolina 2/23/2022
B
California 1/2/2025
B
Ohio 5/20/2022
B
Colorado 1/2/2025
B
Oklahoma 3/30/2022
B
Florida 6/24/2015
B
Oregon 6/24/2015
B
Illinois 6/24/2015
B
South Carolina 9/28/2022
B
Kansas 4/1/2024
B
Texas 12/14/2022
B
Minnesota 3/28/2007
B
Wisconsin 11/20/2000
B
New York 5/20/2022
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Wisconsin 2/26/2016
SRO Registrations
B
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IA
Registered with this firm since 2/26/2016
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Registered with this firm since 10/26/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2000 - 12/31/2020 | SUN PRAIRIE, WI | |
IA | 04/03/2009 - 02/18/2016 | SUN PRAIRIE, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.