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Gary Lester Jones
GARY L JONES
CRD#: 4286700
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 15004 AVERY RANCH BLVD
AUSTIN, TX 78717
Registration History
1985199019952000200520102015202020253 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - Present (12 years)BEDWARD JONES (CRD# 250)2000 - 2003 (2 years)
Disclosure(s)
View By:
10/7/1985
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 1/21/2022

B
Louisiana 10/1/2012

B
California 10/1/2012

B
Missouri 3/20/2017

B
Colorado 8/17/2018

B
New York 1/29/2015

B
Florida 10/1/2012

B
North Carolina 10/1/2012

B
Georgia 10/1/2012

B
Texas 10/1/2012

B
Hawaii 2/27/2014

IA
Texas 10/1/2012

B
Idaho 10/1/2012

B
Virginia 6/14/2017

B
Illinois 10/1/2012

B
Washington 1/28/2014

B
Indiana 10/1/2012

B
West Virginia 9/21/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
15004 AVERY RANCH BLVD, AUSTIN, TX 78717
4600 E Palm Valley Blvd, Round Rock, TX 78665
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
15004 AVERY RANCH BLVD, AUSTIN, TX 78717
4600 E Palm Valley Blvd, Round Rock, TX 78665
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/28/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUSTIN, TX
B
08/28/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUSTIN, TX
IA
08/01/2006 - 08/27/2007 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SMITHVILLE, TX
B
08/01/2006 - 08/27/2007 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SMITHVILLE, TX
IA
07/06/2004 - 08/01/2006 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) AUSTIN, TX
B
07/06/2004 - 08/01/2006 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) AUSTIN, TX
IA
03/18/2003 - 07/19/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) AUSTIN, TX
B
01/09/2003 - 07/19/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
01/09/2003 - 07/19/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
12/05/2000 - 01/06/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.