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Detailed Report
NOEL CHRISTOPHER HAINSSELIN
NOEL CHRISTOPHER HAINSSELIH
CRD#: 4286455
IA
Investment Adviser
B
Broker
T. ROWE PRICE ASSOCIATES, INC.CRD#: 105496 Westwood, MA
T. ROWE PRICE INVESTMENT SERVICES, INC.CRD#: 8348 Westwood, MA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (<1 year)IAT. ROWE PRICE ASSOCIATES, INC. (CRD# 105496)2019 - Present (6 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2016 - Present (9 years)BRS FUNDS DISTRIBUTOR LLC (CRD# 165753)2014 - 2016 (1 year)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2001 - 2014 (12 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2018 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 2/12/2016
B
Montana 2/10/2016
B
Alaska 2/12/2016
B
Nebraska 2/10/2016
B
Arizona 3/4/2016
B
Nevada 2/24/2016
B
Arkansas 2/16/2016
B
New Hampshire 2/11/2016
B
California 2/10/2016
B
New Jersey 2/16/2016
B
Colorado 2/12/2016
B
New Mexico 2/12/2016
B
Connecticut 2/10/2016
B
New York 2/29/2016
B
Delaware 2/12/2016
B
North Carolina 2/16/2016
B
District of Columbia 2/11/2016
B
North Dakota 2/27/2016
B
Florida 2/15/2016
B
Ohio 2/10/2016
B
Georgia 2/15/2016
B
Oklahoma 2/12/2016
B
Hawaii 2/22/2016
B
Oregon 2/17/2016
B
Idaho 2/11/2016
B
Pennsylvania 2/11/2016
B
Illinois 2/11/2016
B
Puerto Rico 2/11/2016
B
Indiana 2/18/2016
B
Rhode Island 2/10/2016
B
Iowa 2/12/2016
B
South Carolina 2/19/2016
B
Kansas 2/24/2016
B
South Dakota 2/16/2016
B
Kentucky 2/11/2016
B
Tennessee 2/12/2016
B
Louisiana 2/15/2016
B
Texas 2/18/2016
B
Maine 2/11/2016
B
Utah 2/10/2016
B
Maryland 2/16/2016
B
Vermont 2/16/2016
IA
Maryland 2/27/2019
B
Virgin Islands 2/26/2016
B
Massachusetts 2/12/2016
B
Virginia 2/10/2016
IA
Massachusetts 6/12/2019
B
Washington 2/12/2016
B
Michigan 2/12/2016
B
West Virginia 2/23/2016
B
Minnesota 2/16/2016
B
Wisconsin 2/11/2016
B
Mississippi 2/29/2016
B
Wyoming 2/12/2016
B
Missouri 2/10/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
T. ROWE PRICE ASSOCIATES, INC. (CRD#:105496)
Westwood, MA
Registered with this firm since 2/27/2019
B
T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348)
Westwood, MA
Registered with this firm since 2/10/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/27/2018 - 03/06/2019 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) Westwood, MA
B
 06/02/2014 - 01/04/2016 RS FUNDS DISTRIBUTOR LLC (CRD#:165753) SAN FRANCISCO, CA
B
 07/25/2001 - 06/02/2014 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
B
 10/26/2000 - 06/05/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/26/2000 - 06/05/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.