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Charles Ray Bradshaw
CHARLES R BRADSHAW
CRD#: 4286139
IA
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EDWARD JONESCRD#: 250 105 EAST DIVINE STREET
DUNN, NC 28334
DUNN, NC 28334
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1/26/2009
Customer Dispute
Denied
State Registrations
B
Arizona 3/16/2007
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North Carolina 1/15/2008
B
Arkansas 8/6/2010
B
Ohio 6/26/2023
B
California 12/12/2023
B
Pennsylvania 2/24/2016
B
Florida 2/14/2001
B
South Carolina 1/20/2004
B
Georgia 2/13/2001
B
Texas 9/12/2017
B
Montana 8/25/2009
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Texas 12/21/2018
B
New Jersey 10/13/2011
B
Virginia 10/30/2002
B
North Carolina 12/19/2000
B
Wyoming 7/13/2012
SRO Registrations
B
B
B
B
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Registered with this firm since 1/15/2008
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Registered with this firm since 12/5/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.