Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Heather Szczepanski
HEATHER D OKE, HEATHER DIANE OKE, HEATHER D SZCZEPANSKI, HEATHER DIANE SZCZEPANSKI
CRD#: 4285895
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 1441 W Warm Springs Rd
Henderson, NV 89014
Henderson, NV 89014
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 4/8/2013
B
Nevada 10/1/2012
B
Alaska 4/8/2013
IA
Nevada 10/1/2012
B
Arizona 4/8/2013
B
New Hampshire 4/8/2013
IA
Arizona 12/4/2015
B
New Jersey 4/8/2013
B
Arkansas 4/8/2013
B
New Mexico 4/8/2013
B
California 10/1/2012
B
New York 4/8/2013
B
Colorado 4/8/2013
B
North Carolina 4/8/2013
B
Connecticut 4/8/2013
B
North Dakota 4/8/2013
B
Delaware 4/8/2013
B
Ohio 4/8/2013
B
District of Columbia 4/8/2013
B
Oklahoma 4/8/2013
B
Florida 4/8/2013
B
Oregon 4/8/2013
B
Georgia 4/8/2013
B
Pennsylvania 4/8/2013
B
Hawaii 4/8/2013
B
Puerto Rico 4/8/2013
B
Idaho 4/8/2013
B
Rhode Island 4/8/2013
B
Illinois 4/8/2013
B
South Carolina 4/8/2013
B
Indiana 4/8/2013
B
South Dakota 4/8/2013
B
Iowa 4/8/2013
B
Tennessee 4/8/2013
B
Kansas 4/8/2013
B
Texas 4/8/2013
B
Kentucky 4/8/2013
IA
Texas 6/11/2014
B
Louisiana 4/8/2013
B
Utah 4/8/2013
B
Maine 4/8/2013
IA
Utah 6/9/2014
B
Maryland 4/8/2013
B
Vermont 4/8/2013
B
Massachusetts 4/8/2013
B
Virgin Islands 4/8/2013
B
Michigan 4/8/2013
B
Virginia 4/8/2013
B
Minnesota 4/8/2013
B
Washington 4/8/2013
B
Mississippi 4/8/2013
B
West Virginia 4/8/2013
B
Missouri 4/8/2013
B
Wisconsin 4/8/2013
B
Montana 4/8/2013
B
Wyoming 4/8/2013
B
Nebraska 4/8/2013
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2012
B
Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2009 - 10/01/2012 | HENDERSON, NV | |
B | 05/02/2009 - 10/01/2012 | HENDERSON, NV | |
B | 04/07/2009 - 05/02/2009 | HENDERSON, NV | |
IA | 09/24/2007 - 12/22/2008 | HENDERSON, NV | |
B | 08/28/2007 - 12/22/2008 | HENDERSON, NV | |
B | 07/06/2005 - 07/16/2007 | ROCHESTER HILLS, MI | |
B | 02/21/2001 - 07/06/2005 | CHICAGO, IL |
HENDERSON, NV
09/24/2007 - 12/22/2008
HENDERSON, NV
08/28/2007 - 12/22/2008
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.