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Detailed Report
Steven Fuchs
STEVEN A FUCHS
CRD#: 4285736
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1 S AIRMONT RD
TALLMAN, NY 10982
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2012 (6 years)2 FIRMS2012 - Present (12 years)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2005 - 2005 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2003 (2 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
License(s)

State Registrations

B
California 2/10/2020
B
New York 10/1/2012
B
Connecticut 10/1/2012
IA
New York 5/3/2021
B
Delaware 7/11/2024
B
North Carolina 7/16/2014
B
District of Columbia 1/22/2025
B
Ohio 10/7/2022
B
Florida 10/1/2012
B
Pennsylvania 10/1/2012
B
Georgia 6/7/2018
B
South Carolina 7/8/2014
B
Illinois 9/26/2024
B
Tennessee 7/12/2023
B
Maryland 7/12/2023
B
Texas 10/1/2012
B
Massachusetts 10/16/2013
IA
Texas 9/19/2013
B
Minnesota 5/13/2021
B
Virginia 7/12/2023
B
New Jersey 10/1/2012
IA
Washington 1/22/2025
IA
New Jersey 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 S AIRMONT RD, TALLMAN, NY 10982
22 SOUTH LIBERTY DRIVE, STONY POINT, NY 10980
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 S AIRMONT RD, TALLMAN, NY 10982
22 SOUTH LIBERTY DRIVE, STONY POINT, NY 10980
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/26/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TALLMAN, NY
B
 10/26/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TALLMAN, NY
IA
 02/01/2005 - 11/09/2006 NORTH FORK FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
 02/01/2005 - 11/09/2006 NFB INVESTMENT SERVICES CORP. (CRD#:25658) RAMSEY, NJ
B
 01/20/2005 - 02/14/2005 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
IA
 09/04/2003 - 01/25/2005 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) W. ORANGE , NJ
B
 09/04/2003 - 01/25/2005 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
IA
 06/12/2002 - 09/04/2003 MORGAN STANLEY (CRD#:7556) PARAMUS, NJ
B
 12/21/2000 - 09/04/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.