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DANIEL SPENCER VENNE
CRD#: 4285638
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 41911 5TH STREET
SUITE 300
TEMECULA, CA 92590
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 41911 5TH STREET
SUITE 300
TEMECULA, CA 92590
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - Present (20 years)BHOCHMAN & BAKER SECURITIES, INC. (CRD# 19949)2000 - 2004 (3 years)IAHOCHMAN & BAKER INVESTMENT ADV... (CRD# 105560)2001 - 2004 (3 years)
License(s)

State Registrations

B
Arizona 5/9/2013

B
Nevada 3/13/2006

B
California 6/30/2004

B
Texas 3/30/2023

IA
California 7/2/2004

IA
Texas 4/3/2023

B
Montana 11/1/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
41911 5TH STREET SUITE 300, TEMECULA, CA 92590
Registered with this firm since 7/2/2004

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
41911 5TH STREET SUITE 300, TEMECULA, CA 92590
Registered with this firm since 6/30/2004

Previous Registration(s)
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IA
05/18/2001 - 07/02/2004 HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC. (CRD#:105560) TEMECULA, CA
B
12/13/2000 - 06/30/2004 HOCHMAN & BAKER SECURITIES, INC. (CRD#:19949) STAMFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.