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CECILIA SHIAO WEI TAY
CRD#: 4285619
IA
B
MORGAN STANLEYCRD#: 149777 2 Central Boulevard
#22-01 West Tower IOI Central Boulevard Towers
Singapore, 018916
#22-01 West Tower IOI Central Boulevard Towers
Singapore, 018916
MORGAN STANLEY & CO. LLCCRD#: 8209 2 Central Boulevard
#22-01 West Tower IOI Central Boulevard Towers
Singapore, 018916
#22-01 West Tower IOI Central Boulevard Towers
Singapore, 018916
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Disclosures
10
Years of Experience
View By:
State Registrations
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New York 12/20/2019
IA
New York 4/27/2021
SRO Registrations
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B
Registered with this firm since 1/5/2023
IA
Registered with this firm since 12/20/2019
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Registered with this firm since 8/29/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/23/2006 - 12/05/2008 | NEW YORK, NY | |
B | 06/16/2004 - 02/01/2006 | NEW YORK, NY | |
B | 12/17/2001 - 12/10/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.