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Detailed Report
DUSTIN PAUL MCARTHUR
DUSTIN PAUL MC ARTHUR
CRD#: 4282701
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9600 MEDLOCK BRIDGE RD
DULUTH, GA 30097
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9600 MEDLOCK BRIDGE RD
JOHNS CREEK, GA 30097
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2006 (5 years)2 FIRMS2007 - 2013 (5 years)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2006 (3 years)
License(s)

State Registrations

B
Connecticut 8/7/2018
B
Mississippi 1/28/2019
B
Florida 8/30/2018
B
Missouri 9/21/2020
B
Georgia 6/13/2017
B
North Carolina 12/19/2018
IA
Georgia 7/12/2017
B
Ohio 3/21/2022
B
Hawaii 2/25/2021
B
Pennsylvania 6/18/2021
B
Kansas 2/21/2020
B
South Carolina 12/11/2018
B
Maryland 3/6/2018
B
Texas 7/6/2018
B
Michigan 6/13/2023
IA
Texas 12/10/2019
B
Minnesota 1/19/2025
B
West Virginia 9/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
9600 MEDLOCK BRIDGE RD, DULUTH, GA 30097
Registered with this firm since 7/12/2017
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
9600 MEDLOCK BRIDGE RD, JOHNS CREEK, GA 30097
3190 PEACHTREE PKWY, SUWANEE, GA 30024
Registered with this firm since 6/13/2017
Previous Registration(s)
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IA
 06/01/2015 - 06/05/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) DUNWOODY, GA
B
 05/11/2015 - 06/05/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) DUNWOODY, GA
IA
 02/12/2015 - 05/04/2015 WEALTH AND PENSION SERVICES GROUP INC. (CRD#:119040) SMYRNA, GA
B
 01/08/2015 - 05/04/2015 TRIAD ADVISORS, INC. (CRD#:25803) SMYRNA, GA
IA
 04/20/2007 - 02/08/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 04/11/2007 - 02/08/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 04/07/2003 - 08/18/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
B
 10/13/2000 - 08/18/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
B
 10/13/2000 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.