Individual Firm
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FREDERICK JOHN SITZBERGER
FRED SITZBERGER, FREDERICK J SITZBERGER
CRD#: 4282689
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BULTMAN INVESTMENT MANAGEMENT, INC.CRD#: 106283 N14W24200 TOWER PLACE
SUITE 201
WAUKESHA, WI 53188
SUITE 201
WAUKESHA, WI 53188
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9/1/1971
Criminal
Final Disposition
State Registrations
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Wisconsin 12/16/2013
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Registered with this firm since 12/16/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/11/2013 - 12/03/2013 | BROOKFIELD, WI | |
B | 06/30/2004 - 12/03/2013 | BROOKFIELD, WI | |
IA | 07/02/2004 - 08/01/2007 | BROOKFIELD, WI | |
IA | 10/14/2002 - 07/02/2004 | BROOKFIELD, WI | |
B | 09/06/2002 - 06/30/2004 | STAMFORD, CT | |
B | 01/16/2002 - 09/06/2002 | MINNEAPOLIS, MN | |
B | 09/15/2001 - 12/31/2001 | MINNEAPOLIS, MN | |
B | 01/03/2001 - 10/15/2001 | NEW YORK, NY |
BROOKFIELD, WI
10/14/2002 - 07/02/2004
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.