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BRIAN ANTHONY TOWNLEY
CRD#: 4282149
IA
B
WELLS FARGO ADVISORSCRD#: 19616 5613 DTC PKWY
STE 1000
GREENWOOD VILLAGE, CO 80111
STE 1000
GREENWOOD VILLAGE, CO 80111
0
Disclosures
24
Years of Experience
View By:
State Registrations
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California 8/22/2014
B
Nevada 9/13/2019
B
Colorado 8/22/2014
B
North Dakota 6/17/2021
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Colorado 8/22/2014
B
Pennsylvania 7/20/2020
B
Florida 8/22/2014
B
South Carolina 8/24/2022
B
Georgia 3/25/2022
B
South Dakota 6/6/2019
B
Illinois 8/22/2014
B
Tennessee 8/22/2014
B
Iowa 8/10/2015
B
Texas 8/22/2014
B
Maryland 8/22/2014
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Texas 8/22/2014
B
Michigan 6/26/2018
B
Utah 2/25/2025
B
Missouri 12/2/2020
B
Wisconsin 4/30/2015
B
Montana 3/6/2024
B
Wyoming 8/22/2014
SRO Registrations
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Registered with this firm since 8/22/2014
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Registered with this firm since 8/22/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2009 - 09/05/2014 | LONE TREE, CO | |
B | 10/05/2009 - 09/05/2014 | LONE TREE, CO | |
IA | 07/03/2003 - 10/05/2009 | LONE TREE, CO | |
B | 02/27/2002 - 10/05/2009 | LONE TREE, CO | |
B | 01/02/2002 - 02/06/2002 | MINNEAPOLIS, MN | |
B | 12/12/2001 - 02/06/2002 | MINNEAPOLIS, MN | |
B | 10/19/2000 - 12/12/2001 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.