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TIMOTHY SCOTT DESANTIS
TIMOTHY S DESANTIS
CRD#: 4281880
IA
B
WELLS FARGO ADVISORSCRD#: 19616 302 CARNEGIE CENTER
[PC-RBO]
PRINCETON, NJ 08540
[PC-RBO]
PRINCETON, NJ 08540
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 2/24/2022
B
New York 5/5/2003
B
California 8/7/2006
B
North Carolina 5/21/2021
B
Colorado 8/7/2003
B
Oklahoma 2/12/2025
B
Delaware 3/9/2015
B
Oregon 12/8/2023
B
District of Columbia 1/4/2022
B
Pennsylvania 5/5/2003
B
Florida 6/30/2003
B
South Carolina 12/6/2006
B
Georgia 2/9/2006
B
Tennessee 1/4/2022
B
Illinois 5/21/2021
B
Texas 2/24/2022
B
Louisiana 2/24/2022
IA
Texas 2/25/2022
B
Maryland 5/21/2021
B
Vermont 9/5/2003
B
New Jersey 5/5/2003
B
Virginia 3/28/2006
IA
New Jersey 7/21/2003
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 5/5/2003
B
Registered with this firm since 5/5/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2002 - 04/28/2003 | PENNINGTON, NJ | |
B | 04/23/2002 - 04/28/2003 | NEW YORK, NY | |
B | 05/02/2001 - 03/22/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.