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Detailed Report
GARY GEORGE BLOM
GARY G BLOM
CRD#: 4281554
IA
Investment Adviser
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Previous Broker
BLOM & HOWELL FINANCIAL PLANNING, INC.CRD#: 311830 3340 TULLY RD.
STE. B4
MODESTO, CA 95350
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - 2021 (2 years)IABLOM & HOWELL FINANCIAL PLANNI... (CRD# 311830)2021 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2009 (9 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (8 years)
Disclosure(s)
View By:
7/9/2018
Employment Separation After Allegations
License(s)

State Registrations

IA
California 2/9/2021
Current Registration(s)
IA
BLOM & HOWELL FINANCIAL PLANNING, INC. (CRD#:311830)
3340 TULLY RD. STE. B4, MODESTO, CA 95350
Registered with this firm since 2/9/2021
Previous Registration(s)
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IA
 07/26/2018 - 03/31/2021 SCF INVESTMENT ADVISORS, INC. (CRD#:123608) MODESTO, CA
B
 07/26/2018 - 03/31/2021 SCF SECURITIES, INC. (CRD#:47275) MODESTO, CA
IA
 11/03/2009 - 08/07/2018 LPL FINANCIAL LLC (CRD#:6413) MODESTO, CA
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 11/02/2009 - 08/07/2018 LPL FINANCIAL LLC (CRD#:6413) MODESTO, CA
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 03/09/2001 - 11/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
B
 11/09/2000 - 11/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MODESTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.