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JASON CHARLES HAYES
CRD#: 4281254
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)BDEUTSCHE BANC ALEX. BROWN INC. (CRD# 2525)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 11/18/2002

B
Nevada 1/2/2009

B
California 4/8/2002

B
New Hampshire 1/4/2022

IA
California 4/19/2002

B
New Jersey 11/3/2009

B
Colorado 11/19/2003

B
New Mexico 4/25/2017

B
Connecticut 1/23/2012

B
New York 1/31/2005

B
Delaware 10/6/2021

B
North Carolina 10/16/2009

B
District of Columbia 7/23/2024

B
Ohio 1/2/2013

B
Florida 1/12/2006

B
Oklahoma 6/24/2022

B
Georgia 3/14/2019

B
Oregon 7/15/2004

B
Hawaii 1/6/2016

B
Pennsylvania 3/14/2019

B
Idaho 3/1/2022

B
South Carolina 12/5/2013

B
Illinois 6/5/2015

B
Tennessee 3/17/2015

B
Indiana 3/17/2015

B
Texas 9/23/2003

B
Maryland 4/11/2013

IA
Texas 7/29/2004

B
Massachusetts 4/21/2009

B
Virginia 11/18/2002

B
Michigan 12/3/2012

B
Washington 9/8/2004

B
Minnesota 3/7/2018

B
Wisconsin 6/25/2018

B
Missouri 7/9/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 4/19/2002

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 4/8/2002

Previous Registration(s)
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B
04/06/2001 - 03/12/2002 DEUTSCHE BANC ALEX. BROWN INC. (CRD#:2525) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.