FINRA

Respondent Seidler failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.

Order

Suspension

All capacities

Indefinite

Continues until required payment is made or discharged.

3/25/2025

FINRA Arbitration #22-00037; Expedited Proceeding No. ARB250001: Pursuant to Article VI, Section 3 of FINRA By-Laws, and FINRA Rule 9554, Respondent Seidler is suspended on March 25, 2025 for failure to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. On March 25, 2025, an order was issued in which a hearing request was dismissed and a Notice of Suspension was deemed FINRA's final action. On November 5, 2024, FINRA issued Seidler a notice under FINRA Rule 9554 of its intention to suspend his association with FINRA member firms for his failure to pay an arbitration award. Seidler then requested a hearing with the Office of Hearing Officers (OHO) in which he asserted that he had an inability to pay the award. Seidler was obligated to provide FINRA with a Statement of Financial Condition and supporting documents. However, He failed to do so. Accordingly, the Notice of Suspension shall be deemed FINRA's final action and Seidler's suspension pursuant to the notice is effective immediately. The suspension shall remain in effect until Seidler produces sufficient documentary evidence to FINRA that: (1) he has paid the arbitration award in full; (2) he and the arbitration claimant have entered into a fully executed, written settlement agreement relating to the payment of the award, and he is current in fulfilling his obligations under the settlement terms; or (3) he has filed a petition in a U.S. Bankruptcy Court, or a U.S. Bankruptcy Court has discharged the debt representing the award.

RBC CAPITAL MARKETS, LLC

Discharged

Registered Rep was terminated for failing to adhere to his heightened supervision plan.

FINRA

Respondent Seidler failed to respond to FINRA requests for information.

Letter

Suspension

All Capacities

n/a

8/26/2024

11/5/2024

Pursuant to FINRA Rule 9552 and in accordance with FINRA's Notice of Suspension letter dated August 2, 2024, Seidler is suspended on August 26, 2024 from associating with any FINRA member firm in all capacities. If Seidler fails to request termination of the suspension within three months of the date of the Notice of Suspension, he will automatically be barred on November 5, 2024 from association with any FINRA member in all capacities pursuant to FINRA Rule 9552(h). Suspension Lifted on November 5, 2024.