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YVONNE HOLLIS PRIDEMORE
YVONNE H TAYLOR, YVONNE HOLLIS TAYLOR
CRD#: 4281100
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 919 E MAIN ST
FL 7
RICHMOND, VA 23219
FL 7
RICHMOND, VA 23219
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 QUINTON, VA
0
Disclosures
23
Years of Experience
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State Registrations
B
Virginia 2/17/2021
IA
Virginia 2/17/2021
SRO Registrations
B
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IA
Registered with this firm since 2/17/2021
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Registered with this firm since 12/10/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
IA | 01/31/2002 - 01/02/2013 | RICHMOND, VA | |
B | 10/09/2001 - 01/02/2013 | RICHMOND, VA | |
B | 09/30/2008 - 02/02/2011 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.