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JOHN MICHAEL EHLERS
John M Ehlers
CRD#: 4281012
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 219 MAIN ST N
STILLWATER, MN 55082
STILLWATER, MN 55082
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Disclosures
24
Years of Experience
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State Registrations
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Arizona 2/19/2025
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Missouri 8/3/2023
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Arkansas 2/19/2025
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Nebraska 2/19/2025
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California 2/19/2025
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New Jersey 2/24/2025
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Colorado 2/19/2025
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New York 2/19/2025
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Connecticut 2/19/2025
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North Carolina 2/19/2025
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Delaware 2/19/2025
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Ohio 2/20/2025
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Florida 12/5/2023
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Oregon 2/19/2025
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Georgia 2/19/2025
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South Carolina 1/21/2025
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Illinois 10/3/2023
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South Dakota 2/19/2025
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Indiana 2/19/2025
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Tennessee 2/19/2025
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Iowa 2/21/2025
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Texas 11/2/2023
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Louisiana 2/21/2025
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Texas 11/14/2023
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Maine 2/19/2025
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Vermont 2/19/2025
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Maryland 2/19/2025
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Virginia 2/19/2025
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Massachusetts 2/19/2025
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Washington 4/16/2024
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Minnesota 3/1/2023
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Wisconsin 3/20/2023
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Minnesota 3/1/2023
SRO Registrations
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Registered with this firm since 3/1/2023
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Registered with this firm since 3/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/22/2021 - 04/13/2023 | Golden Valley, MN | |
IA | 01/09/2019 - 01/06/2022 | GOLDEN VALLEY, MN | |
B | 03/15/2019 - 12/31/2021 | Golden Valley, MN | |
IA | 01/21/2014 - 04/09/2019 | SAINT LOUIS PARK, MN | |
B | 10/01/2010 - 04/09/2019 | SAINT LOUIS PARK, MN | |
B | 06/01/2009 - 10/14/2010 | BLOOMINGTON, MN | |
B | 04/02/2007 - 06/01/2009 | BLOOMINGTON, MN | |
B | 11/15/2000 - 04/02/2007 | BLOOMINGTON, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.