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LORI ANN PETERS
LORI ANN WEBB, LORI ANN WOMACK
CRD#: 4280806
IA
Investment Adviser
B
Broker
CARTER ADVISORY SERVICES, INCCRD#: 116249 12222 MERIT DRIVE
SUITE 1800
DALLAS, TX 75251
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 12222 MERIT DRIVE
SUITE 1800
DALLAS, TX 75251
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)IACARTER ADVISORY SERVICES, INC (CRD# 116249)2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2010 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2010 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 8/2/2011

B
New Jersey 7/10/2024

B
Arkansas 1/3/2012

B
New Mexico 1/3/2017

B
California 2/23/2011

B
New York 4/5/2019

B
Colorado 2/23/2011

B
North Carolina 2/23/2011

B
District of Columbia 8/16/2019

B
Ohio 4/5/2019

B
Florida 8/21/2012

B
Oklahoma 8/27/2018

B
Georgia 1/3/2012

B
Oregon 4/5/2019

B
Idaho 4/5/2019

B
Pennsylvania 8/16/2024

B
Illinois 2/23/2011

B
Rhode Island 4/5/2019

B
Kansas 3/18/2020

B
South Carolina 3/21/2011

B
Louisiana 4/5/2019

B
Tennessee 4/29/2020

B
Maine 4/5/2019

B
Texas 2/23/2011

B
Maryland 4/5/2019

IA
Texas 2/25/2011

B
Massachusetts 4/5/2019

B
Utah 4/5/2019

B
Michigan 6/24/2024

B
Virginia 3/14/2011

B
Minnesota 6/14/2012

B
Washington 1/4/2016

B
Missouri 7/5/2012

B
Wisconsin 4/5/2019

B
Montana 4/5/2019

B
Wyoming 11/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CARTER ADVISORY SERVICES, INC (CRD#:116249)
12222 MERIT DRIVE SUITE 1800, DALLAS, TX 75251
Registered with this firm since 5/25/2017

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
12222 MERIT DRIVE SUITE 1800, DALLAS, TX 75251
ROCKWALL, TX
Registered with this firm since 2/25/2011

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
12222 MERIT DRIVE SUITE 1800, DALLAS, TX 75251
ROCKWALL, TX
Registered with this firm since 2/23/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 12/31/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) DALLAS, TX
B
01/16/2006 - 12/31/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) DALLAS, TX
IA
07/10/2006 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.