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JOHN FOSTER THOMPSON
CRD#: 4280409
IA
B
NEWEDGE ADVISORSCRD#: 171351 7077 Bonneval Road
Suite 310
Jacksonville, FL 32216
Suite 310
Jacksonville, FL 32216
LPL FINANCIAL LLCCRD#: 6413 7077 BONNEVAL RD STE 300
JACKSONVILLE, FL 32216-4038
JACKSONVILLE, FL 32216-4038
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 9/7/2022
B
New Jersey 8/31/2022
B
Arkansas 8/31/2022
B
New York 8/31/2022
B
California 8/31/2022
B
North Carolina 8/31/2022
B
Colorado 8/31/2022
B
Ohio 9/23/2022
B
Florida 8/31/2022
B
Pennsylvania 8/31/2022
IA
Florida 9/2/2022
B
South Carolina 8/31/2022
B
Georgia 8/31/2022
B
Tennessee 9/26/2022
B
Illinois 11/18/2022
B
Texas 8/31/2022
B
Indiana 8/31/2022
IA
Texas 8/31/2022
B
Kentucky 8/31/2022
B
Virginia 8/31/2022
B
Maryland 8/31/2022
B
Washington 8/31/2022
B
Nevada 7/24/2024
B
West Virginia 9/29/2022
SRO Registrations
B
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IA
Registered with this firm since 8/31/2022
B
Registered with this firm since 8/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 09/06/2022 | JACKSONVILLE, FL | |
B | 07/01/2003 - 09/06/2022 | JACKSONVILLE, FL | |
IA | 10/07/2002 - 07/01/2003 | JACKSONVILLE, FL | |
B | 09/19/2002 - 07/01/2003 | NEW YORK, NY | |
IA | 12/08/2000 - 08/23/2002 | JACKSONVILLE, FL | |
B | 12/07/2000 - 08/23/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.