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Detailed Report
SHAWN RICHARD BALLINGER
CRD#: 4279047
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Investment Adviser
COLUMBUS STREET FINANCIAL PLANNING, LLCCRD#: 301788 GROVE CITY, OH
Registration History
2008201020122014201620182020202220242026IACOLUMBUS STREET FINANCIAL PLAN... (CRD# 301788)2019 - Present (5 years)IABUDROS, RUHLIN & ROE, INC. (CRD# 106536)2014 - 2019 (4 years)IAWALLER FINANCIAL PLANNING GROU... (CRD# 159564)2012 - 2012 (<1 year)IAWALLER FINANCIAL PLANNING GROU... (CRD# 105814)2008 - 2012 (4 years)
License(s)

State Registrations

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Ohio 5/1/2019
Current Registration(s)
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COLUMBUS STREET FINANCIAL PLANNING, LLC (CRD#:301788)
GROVE CITY, OH
Registered with this firm since 5/1/2019
Previous Registration(s)
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 06/26/2014 - 02/19/2019 BUDROS, RUHLIN & ROE, INC. (CRD#:106536) COLUMBUS, OH
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 01/30/2012 - 10/30/2012 WALLER FINANCIAL PLANNING GROUP, INC. (CRD#:159564) COLUMBUS, OH
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 04/18/2008 - 04/16/2012 WALLER FINANCIAL PLANNING GROUP INC (CRD#:105814) COLUMBUS, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.