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Detailed Report
RICHARD JAMES TELFAIR
CRD#: 4278576
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 61 John Muir Dr.
Ste. 100
Amherst, NY 14228
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2001 (<1 year)IALINCOLN INVESTMENT (CRD# 519)2021 - Present (4 years)BLINCOLN INVESTMENT (CRD# 519)2017 - Present (8 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2001 - 2017 (15 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2000 - 2001 (<1 year)
License(s)

State Registrations

B
Arizona 1/2/2024
B
Pennsylvania 1/3/2017
B
New York 1/3/2017
B
South Carolina 1/28/2025
IA
New York 3/25/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
Registered with this firm since 3/25/2021
B
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
Registered with this firm since 1/3/2017
Previous Registration(s)
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B
 03/22/2001 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) GETZVILLE, NY
B
 03/05/2001 - 03/22/2001 FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (CRD#:11025) ST. LOUIS, MO
B
 01/11/2001 - 03/02/2001 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
 10/02/2000 - 01/25/2001 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.