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KIMBERLY RUBIN
KIMBERLY RENEE RUBIN, KIMBERLY RENEE SELF
CRD#: 4277381
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 CRESCENT CT
PBIG - DALLAS PRIVATE WEALTH
DALLAS, TX 75201
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (2 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 7/19/2021

B
Montana 6/4/2018

B
Arizona 7/13/2010

B
Nebraska 7/21/2020

B
Arkansas 2/7/2020

B
Nevada 7/13/2010

B
California 7/13/2010

B
New Hampshire 11/2/2020

B
Colorado 7/13/2010

B
New Jersey 11/28/2017

IA
Colorado 9/25/2013

B
New Mexico 7/13/2010

B
Connecticut 9/27/2019

B
New York 7/13/2010

B
Delaware 7/25/2022

B
North Carolina 7/13/2010

B
District of Columbia 6/2/2017

B
North Dakota 9/9/2020

B
Florida 7/13/2010

B
Ohio 2/7/2020

B
Georgia 7/13/2010

B
Oklahoma 7/13/2010

B
Hawaii 2/7/2020

B
Oregon 5/11/2023

B
Idaho 11/13/2018

B
Pennsylvania 7/13/2010

B
Illinois 2/7/2020

B
Rhode Island 2/7/2020

B
Indiana 2/7/2020

B
South Carolina 4/21/2017

B
Iowa 10/17/2022

B
South Dakota 5/11/2023

B
Kansas 12/6/2018

B
Tennessee 12/21/2020

B
Kentucky 2/7/2020

B
Texas 7/13/2010

B
Louisiana 7/13/2010

IA
Texas 7/13/2010

B
Maryland 2/7/2020

B
Utah 8/3/2021

B
Massachusetts 2/7/2020

B
Virgin Islands 2/7/2020

B
Michigan 2/7/2020

B
Virginia 7/13/2010

B
Minnesota 7/13/2010

B
Washington 2/7/2020

B
Mississippi 3/16/2020

B
Wisconsin 9/9/2020

B
Missouri 7/13/2010

B
Wyoming 7/13/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
200 JOSEPHINE ST, DENVER, CO 80206
Registered with this firm since 7/13/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
200 JOSEPHINE ST, DENVER, CO 80206
Registered with this firm since 7/13/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/21/2007 - 05/28/2010 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) LEWISVILLE, TX
B
05/02/2007 - 05/28/2010 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) LEWISVILLE, TX
IA
12/14/2005 - 03/27/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) FORT WORTH, TX
B
12/14/2005 - 03/27/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) FORT WORTH, TX
IA
04/25/2005 - 11/30/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) DALLAS, TX
B
04/25/2005 - 11/30/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
11/03/2000 - 08/19/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DALLAS, TX
B
10/13/2000 - 08/19/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.