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TRACEY LYNN SUDO
CRD#: 4276300
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 LANSDALE, PA
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - 2006 (1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (14 years)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2006 - 2008 (2 years)IACOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2008 - 2008 (<1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2003 - 2005 (1 year)
License(s)

State Registrations

B
Florida 12/3/2015

B
Pennsylvania 5/4/2010

B
Maryland 5/4/2010

IA
Pennsylvania 5/4/2010

B
New Jersey 11/4/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
LANSDALE, PA
Registered with this firm since 5/4/2010

B
LPL FINANCIAL LLC (CRD#:6413)
LANSDALE, PA
Registered with this firm since 5/4/2010

Previous Registration(s)
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IA
06/30/2009 - 05/05/2010 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) MAPLE GLEN, PA
B
06/30/2009 - 05/05/2010 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) MAPLE GLEN, PA
IA
09/04/2008 - 06/22/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BLUE BELL, PA
B
09/04/2008 - 06/22/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BLUE BELL, PA
IA
01/02/2008 - 09/08/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) BROOMALL, PA
B
05/22/2006 - 09/08/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) BROOMALL, PA
IA
03/18/2005 - 05/05/2006 PNC INVESTMENTS (CRD#:129052) EASTON, PA
B
03/18/2005 - 05/05/2006 PNC INVESTMENTS (CRD#:129052) EASTON, PA
IA
07/23/2003 - 04/05/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ALLENTOWN, PA
B
10/04/2000 - 04/05/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/04/2000 - 04/05/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.