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Detailed Report
BENJAMIN TODD ALEXANDER
BENJAMIN T. ALEXANDER
CRD#: 4275229
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 200 NORTH SECOND STREET
MCCONNELLSBURG, PA 17233
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 200 N Second St.
McConnellsburg, PA 17233
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2011 - 2018 (7 years)BEDWARD JONES (CRD# 250)2000 - 2011 (10 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2012 - 2018 (6 years)
License(s)

State Registrations

B
Alabama 1/23/2023
B
New Hampshire 12/7/2021
B
Arizona 5/3/2018
B
New Jersey 5/3/2018
B
California 5/3/2018
B
New York 5/3/2018
B
Colorado 5/3/2018
B
North Carolina 12/5/2018
B
Connecticut 5/7/2018
B
Ohio 5/3/2018
B
Delaware 1/28/2019
B
Oklahoma 5/3/2018
B
District of Columbia 5/3/2018
B
Oregon 10/9/2018
B
Florida 5/3/2018
B
Pennsylvania 5/4/2018
B
Georgia 2/19/2021
IA
Pennsylvania 5/7/2018
B
Indiana 4/1/2020
B
South Carolina 5/3/2018
B
Iowa 11/12/2018
B
Tennessee 6/7/2022
B
Kentucky 8/3/2018
B
Texas 5/3/2018
B
Louisiana 5/3/2018
IA
Texas 5/4/2018
B
Maine 5/3/2018
B
Virginia 5/3/2018
B
Maryland 6/7/2018
B
Washington 5/3/2018
B
Massachusetts 5/3/2018
B
West Virginia 5/3/2018
B
Michigan 2/26/2025
B
Wisconsin 5/4/2018
B
Minnesota 4/9/2024
B
Wyoming 5/3/2018
B
Montana 11/30/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
200 NORTH SECOND STREET, MCCONNELLSBURG, PA 17233
Registered with this firm since 5/4/2018
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
200 N Second St., McConnellsburg, PA 17233
Registered with this firm since 5/3/2018
Previous Registration(s)
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IA
 03/27/2012 - 05/07/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MC CONNELLSBURG, PA
B
 04/06/2011 - 05/07/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MC CONNELLSBURG, PA
B
 11/21/2000 - 04/12/2011 EDWARD JONES (CRD#:250) MCCONNELLSBURG, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.