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Eric D Summers
ERIC DAVID SUMMERS
CRD#: 4275164
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 531 E. Washington St
SPRINGFIELD, IL 62701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - Present (12 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2002 (1 year)
Disclosure(s)
View By:
9/2/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/1/2012

B
Missouri 10/1/2012

B
Arizona 10/1/2012

B
Montana 5/19/2016

B
Arkansas 10/1/2012

B
New Jersey 8/4/2022

B
California 10/1/2012

B
New York 10/1/2012

B
Colorado 10/1/2012

B
North Carolina 2/6/2013

B
Connecticut 10/1/2012

B
Ohio 10/1/2012

B
District of Columbia 5/10/2024

B
Oklahoma 10/1/2012

B
Florida 10/1/2012

B
Oregon 7/22/2019

B
Georgia 10/1/2012

B
Pennsylvania 10/1/2012

B
Illinois 10/1/2012

B
South Carolina 2/28/2023

IA
Illinois 10/1/2012

B
Tennessee 6/23/2014

B
Indiana 10/1/2012

B
Texas 10/1/2012

B
Iowa 10/1/2012

IA
Texas 9/20/2013

B
Kansas 10/1/2012

B
Virginia 11/5/2013

B
Maryland 1/6/2016

B
Washington 10/1/2012

B
Michigan 10/1/2012

B
Wisconsin 10/1/2012

B
Minnesota 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
531 E. Washington St, SPRINGFIELD, IL 62701
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
531 E. Washington St, SPRINGFIELD, IL 62701
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPRINGFIELD, IL
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPRINGFIELD, IL
IA
11/17/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) SPRINGFIELD, IL
B
11/17/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
10/14/2003 - 07/29/2004 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
B
10/14/2003 - 07/29/2004 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
IA
06/19/2002 - 09/17/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
B
06/10/2002 - 09/17/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
11/22/2000 - 04/08/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.