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DOUGLAS RAY MORRIS
DOUG MORRIS
CRD#: 4274641
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 601 DELAWARE
PO BOX 266
PERRY, OK 73077
PO BOX 266
PERRY, OK 73077
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 131 East Main St
Suite 201
Norman, OK 73069
Suite 201
Norman, OK 73069
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arkansas 8/16/2024
B
New Mexico 8/16/2024
B
California 8/16/2024
B
Ohio 8/16/2024
B
Colorado 8/16/2024
IA
Oklahoma 1/12/2021
B
Florida 8/16/2024
B
Oklahoma 8/16/2024
B
Georgia 8/16/2024
B
Pennsylvania 8/16/2024
B
Kansas 8/16/2024
B
South Carolina 8/16/2024
B
Minnesota 8/16/2024
B
Texas 8/16/2024
B
Mississippi 8/16/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/12/2021
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/12/2021 - 08/16/2024 | NORMAN, OK | |
IA | 10/25/2019 - 01/15/2021 | IRVING, TX | |
B | 10/25/2019 - 01/15/2021 | PERRY, OK | |
IA | 02/27/2001 - 10/25/2019 | PERRY, OK | |
B | 10/16/2000 - 10/25/2019 | PERRY, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.