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Detailed Report
MIKE JOSEPH SENECHAL
MICHAEL JOSEPH SENECHAL
CRD#: 4274283
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 401 N. 4th St
Bismarck, ND 58501
Registration History
201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
North Dakota 10/11/2024
B
South Dakota 10/11/2024
IA
North Dakota 10/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
401 N. 4th St, Bismarck, ND 58501
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
401 N. 4th St, Bismarck, ND 58501
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
Previous Registration(s)
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IA
 08/09/2022 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 08/05/2022 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Bismarck, ND
IA
 04/09/2018 - 08/09/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BISMARCK, ND
B
 04/06/2018 - 08/09/2022 SECURITIES AMERICA, INC. (CRD#:10205) BISMARCK, ND
IA
 04/11/2016 - 03/16/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MANDAN, ND
B
 04/05/2016 - 03/16/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MANDAN, ND
IA
 10/22/2014 - 03/22/2016 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 10/10/2014 - 03/18/2016 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Bismarck, ND
IA
 07/23/2012 - 09/24/2012 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) BISMARCK, ND
B
 01/27/2012 - 09/24/2012 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) BISMARCK, ND
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.