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Jose Antonio De La Lama
Jose A de la Lama
CRD#: 4273057
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 600 Brickell Avenue
Suites 1875 and 2250
Miami, FL 33131
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)2 FIRMS2005 - 2011 (6 years)2 FIRMS2011 - 2021 (9 years)2 FIRMS2021 - Present (4 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2005 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2002 - 2004 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2005 (<1 year)
Disclosure(s)
View By:
3/3/2009
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Delaware 8/18/2023

B
New York 2/5/2021

B
Florida 2/5/2021

B
North Carolina 9/14/2023

IA
Florida 2/8/2021

B
Texas 8/6/2021

B
Missouri 5/17/2023

B
Washington 5/23/2024

B
New Mexico 8/25/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Miami, FL
Registered with this firm since 2/8/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Miami, FL
Registered with this firm since 2/5/2021

Previous Registration(s)
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IA
10/10/2011 - 02/23/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
10/07/2011 - 02/23/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
IA
08/16/2005 - 10/07/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CORAL GABLES, FL
B
08/15/2005 - 10/07/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CORAL GABLES, FL
IA
05/26/2005 - 08/23/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HIALEAH, FL
B
06/08/2004 - 08/23/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
10/23/2002 - 06/10/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
IA
11/15/2000 - 08/21/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MIAMI, FL
B
11/14/2000 - 08/21/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.