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SAUL KATZ
CRD#: 4272674
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (23 years)BNYLIFE SECURITIES INC. (CRD# 5167)2000 - 2001 (<1 year)
License(s)

State Registrations

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Delaware 11/18/2022

IA
New York 4/19/2021

B
Florida 12/4/2014

B
Pennsylvania 8/4/2022

B
Georgia 12/17/2024

IA
Pennsylvania 7/15/2024

B
Maryland 8/18/2015

B
Tennessee 1/31/2020

B
New Jersey 5/28/2002

IA
Texas 9/2/2015

B
New York 8/31/2001

B
Virginia 8/15/2012

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
474 FULTON ST, BROOKLYN, NY 11201
Registered with this firm since 9/2/2015

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
474 FULTON ST, BROOKLYN, NY 11201
Registered with this firm since 8/31/2001

Previous Registration(s)
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12/13/2000 - 08/29/2001 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.