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JANET SUE CHAFFIN
JANET SUE DIAMOND, JANET CHAFFIN LEMASTER
CRD#: 4271823
IA
B
MORGAN STANLEYCRD#: 149777 1200 Third Avenue
Suite 100
Huntington, WV 25701
Suite 100
Huntington, WV 25701
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 3/16/2018
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Nebraska 12/7/2022
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Alaska 12/7/2022
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Nevada 3/20/2019
B
Arizona 3/26/2013
B
New Hampshire 12/7/2022
B
Arkansas 12/7/2022
B
New Jersey 2/17/2016
B
California 10/2/2009
B
New Mexico 3/20/2019
B
Colorado 6/1/2009
B
New York 10/2/2009
B
Connecticut 3/26/2013
B
North Carolina 10/2/2009
B
Delaware 3/26/2013
B
North Dakota 12/7/2022
B
District of Columbia 2/27/2012
B
Ohio 6/1/2009
B
Florida 10/2/2009
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Oklahoma 2/17/2016
B
Georgia 3/26/2013
B
Oregon 12/7/2022
B
Hawaii 12/7/2022
B
Pennsylvania 2/27/2012
B
Idaho 12/7/2022
B
Rhode Island 12/7/2022
B
Illinois 10/2/2009
B
South Carolina 6/1/2009
B
Indiana 10/2/2009
B
South Dakota 12/7/2022
B
Iowa 12/7/2022
B
Tennessee 2/17/2016
B
Kansas 12/19/2017
B
Texas 6/1/2009
B
Kentucky 6/1/2009
IA
Texas 4/23/2020
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Louisiana 7/19/2021
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Utah 2/27/2012
B
Maine 12/7/2022
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Vermont 12/7/2022
B
Maryland 10/2/2009
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Virginia 10/2/2009
B
Massachusetts 3/26/2013
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Washington 2/27/2012
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Michigan 3/26/2013
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West Virginia 6/1/2009
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Minnesota 3/20/2019
IA
West Virginia 6/1/2009
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Mississippi 3/20/2019
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Wisconsin 2/17/2016
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Missouri 10/2/2009
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Wyoming 12/7/2022
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Montana 12/7/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2008 - 06/01/2009 | HUNTINGTON, WV | |
B | 09/20/2006 - 06/01/2009 | HUNTINGTON, WV | |
B | 07/06/2005 - 09/08/2006 | HUNTINGTON, WV | |
B | 03/27/2001 - 07/06/2005 | CHICAGO, IL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.