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Detailed Report
MURRAY ODOM DUGGINS JR
MURRAY ODOM DUGGINS
CRD#: 4271519
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 210 FAIRWAY DRIVE
SUITE 101
FAYETTEVILLE, NC 28305
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 210 FAIRWAY DRIVE
STE 101
FAYETTEVILLE, NC 28305
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2012 (9 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2017 - 2019 (2 years)2 FIRMS2021 - Present (3 years)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2002 (2 years)IAUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2002 (1 year)
License(s)

State Registrations

B
North Carolina 11/9/2021
IA
North Carolina 11/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
210 FAIRWAY DRIVE SUITE 101, FAYETTEVILLE, NC 28305
Registered with this firm since 11/9/2021
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
210 FAIRWAY DRIVE STE 101, FAYETTEVILLE, NC 28305
Registered with this firm since 11/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/13/2017 - 11/14/2019 CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124) FAYETTEVILLE, NC
B
 06/13/2017 - 11/14/2019 CAPITAL INVESTMENT GROUP, INC. (CRD#:14752) FAYETTEVILLE, NC
IA
 10/24/2012 - 09/10/2015 CAPE FEAR SECURITIES, INC. (CRD#:156359) FAYETTEVILLE, NC
B
 10/24/2012 - 09/10/2015 CAPE FEAR SECURITIES, INC. (CRD#:156359) FAYETTEVILLE, NC
IA
 04/02/2012 - 07/26/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) FAYETTEVILLE, NC
B
 04/02/2012 - 07/26/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAYETTEVILLE, NC
IA
 11/14/2002 - 01/10/2012 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) SANFORD, NC
B
 11/14/2002 - 01/10/2012 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) SANFORD, NC
IA
 12/31/2001 - 12/06/2002 UBS PAINEWEBBER INC. (CRD#:8174) RALEIGH, NC
B
 11/08/2000 - 12/06/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.