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MURRAY ODOM DUGGINS JR
MURRAY ODOM DUGGINS
CRD#: 4271519
IA
B
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 210 FAIRWAY DRIVE
SUITE 101
FAYETTEVILLE, NC 28305
SUITE 101
FAYETTEVILLE, NC 28305
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 210 FAIRWAY DRIVE
STE 101
FAYETTEVILLE, NC 28305
STE 101
FAYETTEVILLE, NC 28305
0
Disclosures
20
Years of Experience
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State Registrations
B
North Carolina 11/9/2021
IA
North Carolina 11/9/2021
SRO Registrations
B
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IA
Registered with this firm since 11/9/2021
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Registered with this firm since 11/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2017 - 11/14/2019 | FAYETTEVILLE, NC | |
B | 06/13/2017 - 11/14/2019 | FAYETTEVILLE, NC | |
IA | 10/24/2012 - 09/10/2015 | FAYETTEVILLE, NC | |
B | 10/24/2012 - 09/10/2015 | FAYETTEVILLE, NC | |
IA | 04/02/2012 - 07/26/2012 | FAYETTEVILLE, NC | |
B | 04/02/2012 - 07/26/2012 | FAYETTEVILLE, NC | |
IA | 11/14/2002 - 01/10/2012 | SANFORD, NC | |
B | 11/14/2002 - 01/10/2012 | SANFORD, NC | |
IA | 12/31/2001 - 12/06/2002 | RALEIGH, NC | |
B | 11/08/2000 - 12/06/2002 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.