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LISA M ISENHOWER
LISA MARGRET ISENHOWER, LISA MARGRET REID
CRD#: 4271264
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 750 TOWN AND COUNTRY BLVD
SUITE 325
HOUSTON, TX 77024-4576
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Texas 5/28/2024

IA
Texas 5/28/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Registered with this firm since 5/28/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Registered with this firm since 5/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/17/2014 - 05/28/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
10/17/2014 - 05/28/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
08/19/2014 - 10/20/2014 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) HOUSTON, TX
IA
06/01/2009 - 11/01/2012 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 11/01/2012 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
04/05/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
04/05/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
IA
11/17/2003 - 04/22/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
11/17/2003 - 04/22/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
12/21/2000 - 11/13/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
11/07/2000 - 11/13/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.