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DAVID SAMUEL ROCHON
DAVID S ROCHON
CRD#: 4270668
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1943 E. GAUSE BLVD
SLIDELL, LA 70461
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - Present (12 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2001 - 2008 (6 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2000 - 2001 (<1 year)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2002 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 10/1/2012

B
Mississippi 10/1/2012

B
Arizona 12/10/2014

B
Nevada 11/27/2013

B
California 10/1/2012

B
New York 4/3/2023

B
Colorado 1/5/2023

B
North Carolina 10/24/2012

B
Florida 10/1/2012

B
Ohio 10/1/2012

B
Georgia 6/29/2022

B
South Carolina 3/8/2023

B
Illinois 6/14/2017

B
Tennessee 9/19/2017

B
Kentucky 12/16/2019

B
Texas 10/1/2012

B
Louisiana 10/1/2012

IA
Texas 9/20/2013

IA
Louisiana 10/1/2012

B
Utah 7/28/2021

B
Massachusetts 10/1/2012

B
Virginia 6/22/2019

B
Michigan 5/18/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1943 E. GAUSE BLVD, SLIDELL, LA 70461
350 GAUSE BLVD, SLIDELL, LA 70458
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1943 E. GAUSE BLVD, SLIDELL, LA 70461
350 GAUSE BLVD, SLIDELL, LA 70458
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/25/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SLIDELL, LA
B
01/25/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SLIDELL, LA
IA
07/02/2002 - 01/17/2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEW ORLEANS, LA
B
11/09/2001 - 01/17/2008 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEW ORLEANS, LA
B
12/12/2000 - 11/14/2001 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.