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Detailed Report
LARRY HUNTLEY TARLETON
L HUNTLEY TARLETON, HUNTLEY TARLETON
CRD#: 4270249
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 75 MATTHEWS DR
HILTON HEAD ISLAND, SC 29926
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - Present (11 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2009 (9 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (7 years)
Disclosure(s)
View By:
4/1/2020
Customer Dispute
Settled
1/5/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/3/2023
B
Ohio 8/8/2022
B
California 2/21/2019
B
Oklahoma 1/26/2022
B
Colorado 8/8/2019
IA
Oklahoma 2/1/2022
B
Connecticut 1/8/2024
B
Oregon 12/11/2023
B
Florida 1/15/2014
B
Pennsylvania 12/13/2023
B
Georgia 1/15/2014
B
South Carolina 5/29/2013
B
Hawaii 1/23/2025
IA
South Carolina 5/30/2013
B
Illinois 11/22/2021
B
Tennessee 6/3/2013
B
Maine 12/13/2023
B
Texas 4/10/2015
B
Maryland 12/13/2023
IA
Texas 4/13/2015
B
Michigan 12/12/2023
B
Virginia 6/6/2017
B
New Jersey 1/23/2023
B
Washington 1/4/2024
B
New York 12/12/2023
B
Wisconsin 5/23/2014
B
North Carolina 1/16/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
75 MATTHEWS DR, HILTON HEAD ISLAND, SC 29926
24 BLUFFTON RD, BLUFFTON, SC 29910
Registered with this firm since 5/30/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
75 MATTHEWS DR, HILTON HEAD ISLAND, SC 29926
24 BLUFFTON RD, BLUFFTON, SC 29910
Registered with this firm since 5/29/2013
Previous Registration(s)
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IA
 06/21/2010 - 05/30/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HILTON HEAD, SC
B
 06/18/2010 - 05/30/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) HILTON HEAD, SC
IA
 10/23/2009 - 06/29/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILTON HEAD, SC
B
 10/23/2009 - 06/29/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILTON HEAD, SC
IA
 03/15/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HILTON HEAD, SC
B
 09/20/2000 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HILTON HEAD, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.