Individual Firm
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AARON JOSEPH JURGENSMEYER
AARON J JURGENSMEYER
CRD#: 4269710
IA
B
UNITING WEALTH PARTNERSCRD#: 332317 3300 S MARKET ST
STE 404
ROGERS, AR 72758
STE 404
ROGERS, AR 72758
0
Disclosures
24
Years of Experience
View By:
State Registrations
IA
Arkansas 10/28/2024
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Registered with this firm since 10/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/2018 - 10/09/2024 | ROGERS, AR | |
B | 08/10/2018 - 10/09/2024 | Rogers, AR | |
IA | 05/22/2007 - 08/10/2018 | ROGERS, AR | |
B | 05/22/2007 - 08/10/2018 | ROGERS, AR | |
IA | 07/31/2003 - 05/23/2007 | ROGERS, AR | |
B | 07/31/2003 - 05/23/2007 | ROGERS, AR | |
IA | 01/23/2001 - 08/05/2003 | ROGERS, AR | |
B | 11/07/2000 - 08/05/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.