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TIMOTHY MATTHEW LIBBY
CRD#: 4268889
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5 CHURCH CIR
ANNAPOLIS, MD 21401
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5 CHURCH CIR
ANNAPOLIS, MD 21401
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2018 (12 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2003 (1 year)BBEACON GLOBAL ADVISORS, INC. (CRD# 36691)2001 - 2002 (<1 year)IAMORGAN STANLEY (CRD# 7556)2003 - 2003 (<1 year)
Disclosure(s)
View By:
10/28/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/17/2021

B
Michigan 7/26/2023

B
Arizona 7/26/2023

B
Missouri 2/17/2021

B
California 2/17/2021

B
Nevada 2/17/2021

B
Connecticut 4/8/2022

B
New Jersey 2/17/2021

B
Delaware 2/17/2021

B
New York 2/17/2021

B
District of Columbia 2/17/2021

B
North Carolina 2/17/2021

B
Florida 2/17/2021

B
Ohio 2/17/2021

B
Georgia 6/8/2021

B
Oregon 12/15/2021

B
Illinois 2/17/2021

B
Pennsylvania 2/17/2021

B
Iowa 2/17/2021

B
South Carolina 2/17/2021

B
Kentucky 2/17/2021

B
Texas 2/17/2021

B
Maine 2/17/2021

IA
Texas 9/3/2024

B
Maryland 2/17/2021

B
Vermont 2/17/2021

IA
Maryland 2/17/2021

B
Virginia 2/17/2021

B
Massachusetts 1/12/2024

B
West Virginia 2/17/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
5 CHURCH CIR, ANNAPOLIS, MD 21401
101 HILLSMERE DR, ANNAPOLIS, MD 21403
Registered with this firm since 2/17/2021

IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
5 CHURCH CIR, ANNAPOLIS, MD 21401
Registered with this firm since 2/17/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
09/20/2005 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ANNAPOLIS, MD
B
09/20/2005 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ANNAPOLIS, MD
IA
03/26/2004 - 04/05/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ANNAPOLIS, MD
B
03/26/2004 - 04/05/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
01/02/2003 - 12/08/2003 MORGAN STANLEY (CRD#:7556) ANNAPOLIS, MD
B
02/07/2002 - 12/08/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/21/2001 - 02/11/2002 BEACON GLOBAL ADVISORS, INC. (CRD#:36691)
FINRA expelled the firm on 12/11/2006
NORTH BETHESDA, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.