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CARLEEN E PORRECA
Carleen Ellen Feit
CRD#: 4268408
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 660 BEACHLAND BLVD
VERO BEACH, FL 32963
VERO BEACH, FL 32963
0
Disclosures
11
Years of Experience
View By:
State Registrations
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Alabama 4/14/2016
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New Hampshire 4/13/2016
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Arizona 4/13/2016
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New Jersey 4/13/2016
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California 4/13/2016
B
New Mexico 4/14/2016
B
Colorado 4/13/2016
B
New York 4/13/2016
B
Connecticut 4/13/2016
B
North Carolina 4/15/2016
B
Delaware 4/13/2016
B
North Dakota 4/14/2016
B
District of Columbia 1/15/2020
B
Ohio 4/13/2016
B
Florida 4/7/2016
B
Oklahoma 10/4/2021
IA
Florida 4/8/2016
B
Oregon 11/1/2017
B
Georgia 4/13/2016
B
Pennsylvania 4/13/2016
B
Illinois 4/13/2016
B
Rhode Island 1/17/2019
B
Indiana 4/14/2016
B
South Carolina 4/13/2016
B
Iowa 10/16/2024
B
Tennessee 4/14/2016
B
Maine 4/13/2016
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Texas 4/13/2016
B
Maryland 4/13/2016
IA
Texas 4/13/2016
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Massachusetts 4/13/2016
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Vermont 1/15/2020
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Michigan 4/13/2016
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Virginia 4/13/2016
B
Minnesota 4/13/2016
B
Washington 4/14/2016
B
Missouri 6/7/2024
B
West Virginia 10/16/2024
B
Montana 1/15/2020
B
Wisconsin 4/14/2016
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Nevada 4/13/2016
B
Wyoming 8/16/2021
SRO Registrations
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Registered with this firm since 4/8/2016
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Registered with this firm since 4/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2015 - 05/08/2015 | FLEMINGTON, NJ | |
B | 09/20/2013 - 05/08/2015 | FLEMINGTON, NJ | |
B | 08/01/2012 - 09/23/2013 | FLEMINGTON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.