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BRADFORD TODD WILLIAMS
CRD#: 4268018
IA
Investment Adviser
B
Broker
BFC PLANNING, INC.CRD#: 119682 6925 Union Park Center
Suite 550
Midvale, UT 84047
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 6925 Union Park Center
Suite 550
Midvale, UT 84047
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2001 - 2004 (3 years)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)IABFC PLANNING, INC. (CRD# 119682)2016 - Present (8 years)BKCG SECURITIES, LLC (CRD# 151300)2010 - 2012 (1 year)BGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2005 - 2009 (3 years)BFFP SECURITIES, INC. (CRD# 16337)2000 - 2001 (<1 year)IAKNOX CAPITAL ADVISORS, LLC (CRD# 131000)2005 - 2012 (6 years)
License(s)

State Registrations

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California 6/28/2013

B
Utah 6/14/2013

B
Colorado 7/15/2021

IA
Utah 6/17/2013

B
Idaho 1/14/2016

B
Vermont 5/21/2024

B
Nevada 6/26/2015

B
Wyoming 6/20/2014

B
Oregon 9/20/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BFC PLANNING, INC. (CRD#:119682)
6925 Union Park Center Suite 550, Midvale, UT 84047
Registered with this firm since 5/23/2016

IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
6925 Union Park Center Suite 550, Midvale, UT 84047
Registered with this firm since 6/17/2013

B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
6925 Union Park Center Suite 550, Midvale, UT 84047
Registered with this firm since 6/14/2013

Previous Registration(s)
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IA
07/06/2012 - 06/11/2013 CONTANGO CAPITAL ADVISORS, INC. (CRD#:131308) SALT LAKE CITY, UT
B
07/05/2012 - 06/11/2013 ZIONS DIRECT, INC. (CRD#:17776) SALT LAKE CITY, UT
IA
08/04/2005 - 03/21/2012 KNOX CAPITAL ADVISORS, LLC (CRD#:131000) DRAPER, UT
B
04/29/2010 - 03/14/2012 KCG SECURITIES, LLC (CRD#:151300) DRAPER, UT
B
07/27/2005 - 06/11/2009 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) DRAPER, UT
IA
09/30/2004 - 07/21/2005 M HOLDINGS SECURITIES, INC. (CRD#:43285) DRAPER, UT
B
09/29/2004 - 07/21/2005 M HOLDINGS SECURITIES, INC. (CRD#:43285) PORTLAND, OR
IA
03/06/2001 - 09/02/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SALT LAKE CITY, UT
B
03/01/2001 - 09/02/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
03/01/2001 - 09/02/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
11/01/2000 - 02/08/2001 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.