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CAREN L CARDIN
Caren L Ferrara, CAREN L JENKINS, CAREN L KOEHN
CRD#: 4266960
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1 Daytona Blvd Ste 270 FL 2nd
Daytona Beach, FL 32114
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)BG. A. REPPLE & COMPANY (CRD# 17486)2000 - 2001 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 1/30/2023

B
Minnesota 2/1/2023

B
Alaska 1/30/2023

B
Mississippi 4/28/2023

B
Arkansas 2/1/2023

B
Missouri 2/1/2023

B
California 1/30/2023

B
Nevada 2/1/2023

B
Colorado 2/1/2023

B
New Jersey 2/1/2023

B
Connecticut 1/30/2023

B
New Mexico 2/1/2023

B
Delaware 2/1/2023

B
New York 1/30/2023

B
District of Columbia 2/1/2023

B
North Carolina 1/30/2023

B
Florida 12/10/2021

B
Ohio 1/30/2023

IA
Florida 12/13/2021

B
Oklahoma 2/1/2023

B
Georgia 1/30/2023

B
Pennsylvania 2/1/2023

B
Idaho 2/1/2023

B
South Carolina 1/30/2023

B
Illinois 1/30/2023

B
Tennessee 2/1/2023

B
Indiana 1/30/2023

B
Texas 1/30/2023

B
Kentucky 1/30/2023

IA
Texas 1/30/2023

B
Louisiana 2/1/2023

B
Utah 1/30/2023

B
Maine 2/1/2023

B
Virginia 1/30/2023

B
Maryland 1/30/2023

B
Washington 1/30/2023

B
Massachusetts 1/30/2023

B
West Virginia 2/1/2023

B
Michigan 1/30/2023

B
Wisconsin 2/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Daytona Beach, FL
Registered with this firm since 12/13/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
Daytona Beach, FL
Registered with this firm since 12/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2009 - 12/17/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) DAYTONA BEACH, FL
B
08/19/2009 - 12/17/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) DAYTONA BEACH, FL
IA
01/01/2008 - 08/20/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
01/01/2008 - 08/20/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
05/04/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DAYTONA BEACH, FL
IA
05/14/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DAYTONA BEACH, FL
B
10/24/2000 - 04/26/2001 G. A. REPPLE & COMPANY (CRD#:17486) CASSELBERRY, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.